Signature Bank

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Compliance Testing Analyst – Consumer Regulations

at Signature Bank

Posted: 6/25/2019
Job Reference #: 33841
Keywords: compliance

Job Description

Requisition #:

Signature Bank

Sub Department:

New York


Added to system:
6/24/19 2:54 PM

Join a winning team!  Signature Bank has appeared on Forbes' Best Banks in America list for the eighth consecutive year in 2018.

Signature Bank, member FDIC, is a New York-based full-service commercial bank with private client offices throughout the New York metropolitan area. The Bank’s growing network of private client banking teams serves the needs of privately owned businesses, their owners and senior managers. Signature Bank offers a wide variety of business and personal banking products and services.

The Bank operates Signature Financial, LLC, a specialty finance subsidiary focused on equipment finance and leasing, transportation and franchise financing. Investment, brokerage, asset management and insurance products and services are offered through the Bank’s subsidiary, Signature Securities Group Corporation, a licensed broker-dealer, investment adviser and member FINRA/SIPC. Signet, the Bank’s digital payments platform, leverages blockchain technology allowing the Bank’s commercial clients to make payments in U.S dollars 24 hours a day, 7 days a week, 365 days a year.

Compliance Testing Analyst – Consumer Regulations

Midtown Manhattan

In this position, you will monitor consumer lending and deposit accounts at Signature Bank, conduct testing and ensure compliance with various laws and regulations.  If you are eager to learn, have a keen eye for details, and enjoy a team environment, this immediate opportunity might be a fit!

Primary responsibilities include:

  • Monitor and ensure compliance with various consumer laws and regulations in accordance with the Bank’s Compliance Management Program
  • Conduct testing of lending and deposit accounts including safety and soundness issues with various consumer protection laws such as Regulation B, C, P, E, and Z (Equal Credit Opportunity, Home Mortgage Disclosure Act HMDA, Privacy of Consumer Financial Information, Electronic Fund Transfer Act)
  • Identify control deficiencies in business-level procedures or policies; issue final reports based on findings
  • Liaise with various business units on compliance matters pertaining to consumer regulatory requirements (Bank Operations, Financial Centers, Funds Transfer, Lending, etc)
  • Assist in regulatory consumer compliance examinations
  • Stay up to date on federal and state compliance updates and changes to consumer regulations


  • Minimum 2 years of related experience with Consumer Deposit and Lending Regulations required
  • Demonstrated and applied knowledge of consumer protection laws such as: Regulation B, C, P, E, and Z (Equal Credit Opportunity, Home Mortgage Disclosure Act HMDA, Privacy of Consumer Financial Information, Electronic Fund Transfer Act)
  • Experience in Branch Operations, Financial Centers, Bank Operations, Compliance, or Audit preferred
  • Team player with strong communications skills both verbal and written
  • Willingness to learn and keep up with industry changes in consumer regulatory developments
  • Analytical, research, and problem solving skills are a must
  • Detail oriented, organized, able to multi-task and prioritize
  • Proficient with Microsoft Word and Excel; knowledge of formulas and pivot tables preferred
  • High School Diploma or GED required; College Degree a plus

Signature Bank offers a competitive compensation (BONUS PROGRAM), an excellent health benefits package including, 401(k) plan with generous company match, gym reimbursement, pet insurance, tuition reimbursement, award winning wellness program, and much more for qualified employees!

Service is our cornerstone!

View available Careers with Signature at

We are an Equal Opportunity Employer

We do not sponsor work visas

Relocation or interview travel expenses are not available for this role

No Agencies Please

If interested, please submit your resume online. This is the fastest and most reliable way to be considered for any of our positions. Incomplete applications or those missing required information will not be considered.

*Signature Employees – Do NOT use this site.  Please apply via the Workday login page or contact Human Resources - Staffing if you have questions.

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